Investment Compliance Officer (m/f/d), Frankfurt

BNP Paribas

Apply now Back

Investment Compliance Officer (m/f/d), Frankfurt

Finance, controlling, accounting, audit
Controlling / Finance
Published Over 4 weeks agoOffer archived at 15/03/2023

BNP Paribas

DAB BNP Paribas ist die Bank für unabhängige Vermögensverwalter, Fondsvermittler, Anlageberater und institutionelle Kunden. In Deutschland führen bereits mehr als 60% aller bei der BaFin zugelassenen Finanzportfolioverwalter ihre Endkundendepots bei uns. Damit sind wir in diesem Segment der klare Marktführer! Für unsere Kunden sind wir heute ein stärkerer Partner denn je: Als Teil des großen Netzwerkes unserer Muttergesellschaft, der französischen BNP Paribas.


  • Monitoring of regulatory and fund specific investment restrictions on a daily basis, validation of breaches monitored by the local team
  • Ex-ante eligibility checks for alternative investments
  • Development of new products and services
  • Documentation of non-monitorable investment restrictions and notification to the management companies (KVGs)
  • Implementation and validation of regulatory and fund specific investment restrictions in the monitoring system
  • Supporting implementation of Operational Risk Management procedures and tools in the day-to-day business

Skills that convince

  • Bachelor’s degree or vocational training in relevant field
  • Very good German and English language skills
  • Professional experience of at least 3 years
  • Good knowledge of German and European fund-related regulations, such as KAGB, Verwahrstellenrundschreiben and DerivateV.
  • Deep knowledge of the funds, securities and derivatives markets
  • Ability to maintain performance and sound judgement under pressure
  • Ability to regard internal stakeholders as well as external clients as “customers”,
  • Knowledge of the main systems used to carry out IC tasks preferred (i.e. Eurosycomore, Innova, Business Objects, Multifonds)

What we offer

  • Modern working environment, including work laptop & mobile for flexible working
  • Building (inter)national networks and career prospects within the BNP Paribas Group
  • Many benefits for employees, e.g. family service, Jobbike, Jobticket, Sodexo meal vouchers, Occupational pensions & Central location with good public transport connection


Offer archived at 15/03/2023