Investment Compliance Officer (m/f/d), Frankfurt

DAB BNP Paribas ist die Bank für unabhängige Vermögensverwalter, Fondsvermittler, Anlageberater und institutionelle Kunden. In Deutschland führen bereits mehr als 60% aller bei der BaFin zugelassenen Finanzportfolioverwalter ihre Endkundendepots bei uns. Damit sind wir in diesem Segment der klare Marktführer! Für unsere Kunden sind wir heute ein stärkerer Partner denn je: Als Teil des großen Netzwerkes unserer Muttergesellschaft, der französischen BNP Paribas.

Missions

• Monitoring of regulatory and fund specific investment restrictions on a daily basis, validation of breaches monitored by the local team
• Ex-ante eligibility checks for alternative investments
• Development of new products and services
• Documentation of non-monitorable investment restrictions and notification to the management companies (KVGs)
• Implementation and validation of regulatory and fund specific investment restrictions in the monitoring system
• Supporting implementation of Operational Risk Management procedures and tools in the day-to-day business

Skills that convince

• Bachelor’s degree or vocational training in relevant field
• Very good German and English language skills
• Professional experience of at least 3 years
• Good knowledge of German and European fund-related regulations, such as KAGB, Verwahrstellenrundschreiben and DerivateV.
• Deep knowledge of the funds, securities and derivatives markets
• Ability to maintain performance and sound judgement under pressure
• Ability to regard internal stakeholders as well as external clients as “customers”,
• Knowledge of the main systems used to carry out IC tasks preferred (i.e. Eurosycomore, Innova, Business Objects, Multifonds)

What we offer

• Modern working environment, including work laptop & mobile for flexible working
• Building (inter)national networks and career prospects within the BNP Paribas Group
• Many benefits for employees, e.g. family service, Jobbike, Jobticket, Sodexo meal vouchers, Occupational pensions & Central location with good public transport connection