Depository Controller (m/f/d) Investment Compliance, Frankfurt am Main

DAB BNP Paribas ist die Bank für unabhängige Vermögensverwalter, Fondsvermittler, Anlageberater und institutionelle Kunden. In Deutschland führen bereits mehr als 60% aller bei der BaFin zugelassenen Finanzportfolioverwalter ihre Endkundendepots bei uns. Damit sind wir in diesem Segment der klare Marktführer! Für unsere Kunden sind wir heute ein stärkerer Partner denn je: Als Teil des großen Netzwerkes unserer Muttergesellschaft, der französischen BNP Paribas.

Grow through professional challenges

• Ex-ante checks related to outsourcing of call money and/or time deposits to other credit institutes
• Monitoring of regulatory and fund specific investment restrictions on a daily basis
• Validation of overdrafts monitored by the IOC team
• Performing the tasks according to the relevant operational procedures
• Important information is distributed to all IC members and other relevant teams
• Comply with regulatory requirements and internal guidelines

Impress with your skills

• Bachelor degree in Economics, Finance or equivalent
• Knowledge of German and European regulations, such as KAGB and DerivateV, and IC operational processes, procedures and services
• Deep knowledge of fund, securities and derivatives markets
• Ability to see internal stakeholders as well as external clients as “customer”, recognizing clients are the main driving force behind business decisions. Identification of client’s needs and provide them with an appropriate solution.
• Ability to share and explain knowledge and experience in a structured, consistent way to enable others to develop this knowledge and to put it into practice.
• Fluent German and English language skills

What we offer you

• The colleagues are involved in internal and external projects across countries.
• Strong international community within the BNPP group.